WorldCat Identities

National Association of Securities Dealers

Overview
Works: 425 works in 706 publications in 1 language and 9,250 library holdings
Genres: Periodicals  Directories  Examinations  Handbooks and manuals  Study guides  Rules 
Publication Timeline
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Most widely held works about National Association of Securities Dealers
 
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Most widely held works by National Association of Securities Dealers
The NASDAQ handbook : the stock market of tomorrow--today( Book )

6 editions published between 1987 and 1992 in English and held by 410 WorldCat member libraries worldwide

The NASDAQ handbook : the stock market for the next 100 years by National Association of Securities Dealers( Book )

6 editions published in 1992 in English and Undetermined and held by 288 WorldCat member libraries worldwide

Series 7 stockbroker NASD exam by Philip Meyers( Book )

7 editions published between 1988 and 2001 in English and held by 214 WorldCat member libraries worldwide

NASDAQ fact book & company directory( )

in English and held by 186 WorldCat member libraries worldwide

Registered representative/stockbroker : NASD series 7 exam by Philip Meyers( Book )

5 editions published between 1992 and 1996 in English and held by 181 WorldCat member libraries worldwide

NASDAQ stock market ... fact book & company directory( )

in English and held by 134 WorldCat member libraries worldwide

NASDAQ fact book by National Association of Securities Dealers( )

in English and held by 105 WorldCat member libraries worldwide

FINRA manual : official publication of the Financial Industry Regulatory Authority by Financial Industry Regulatory Authority( )

in English and held by 99 WorldCat member libraries worldwide

The comprehensive source for pertinent information on the organization, rules and regulations of the Financial Industry Regulatory Authority (FINRA, formerly NASD). The FINRA Manual contains the current full-text rules -- FINRA Rules, Incorporated NYSE Rules, and remaining NASD Rulesas well as fees listings, codes of procedure, uniform practice code and selected SEC rules. Notices to Members from 1983 through current and Regulatory -- Compliance Alerts through 2003 are available. Updated as rules are approved/go into effect or new Notices are issued by FINRA
NASD manual by National Association of Securities Dealers( )

in English and held by 94 WorldCat member libraries worldwide

The NASDAQ stock market : one billion plus & fastest growing .( Book )

3 editions published between 1991 and 1994 in English and held by 93 WorldCat member libraries worldwide

NASD manual : official publication of the National Association of Securities Dealers, Inc by National Association of Securities Dealers( Book )

16 editions published between 1961 and 2007 in English and held by 70 WorldCat member libraries worldwide

Fact book( )

in English and held by 60 WorldCat member libraries worldwide

Pass the 7 : a training guide for the FINRA Series 7 exam by Robert Walker( Book )

6 editions published between 2007 and 2014 in English and held by 58 WorldCat member libraries worldwide

FINRA is the successor to the National Association of Securities Dealers, Inc. (NASD)
Reducing costs of stock transactions: a study of alternative trade completion systems by R. L Petruschell( Book )

in English and held by 57 WorldCat member libraries worldwide

NASD sanction guidelines by National Association of Securities Dealers( Book )

5 editions published between 1993 and 2004 in English and held by 57 WorldCat member libraries worldwide

NASD annual financial report / NASD by National Association of Securities Dealers( )

in English and held by 56 WorldCat member libraries worldwide

Manual by National Association of Securities Dealers( )

10 editions published between 1952 and 2003 in English and held by 52 WorldCat member libraries worldwide

NASDAQ company directory( )

in English and held by 50 WorldCat member libraries worldwide

Over-the-counter markets study by Allen & Hamilton Booz( Book )

3 editions published in 1966 in English and held by 48 WorldCat member libraries worldwide

The NASDAQ securities fact book( )

in English and held by 43 WorldCat member libraries worldwide

 
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Audience Level
0
Audience Level
1
  Kids General Special  
Audience level: 0.49 (from 0.21 for Financial ... to 0.84 for NASD annua ...)

Series 7 stockbroker NASD exam
Covers
Registered representative/stockbroker : NASD series 7 examPass the 7 : a training guide for the FINRA Series 7 examNASD arbitration solution : five black-belt principles to protect and grow your financial services practicePass the 63 : a training guide for the NASAA series 63 exam
Alternative Names

controlled identityFinancial Industry Regulatory Authority

Association of Securities Dealers

N.A.S.D.

N.A.S.D. (National Association of Securities Dealers)

NASD

NASD (National Association of Securities Dealers)

National Association of Securities Dealers

سازمان تنظیم مقررات صنعت مالی

美国金融业监管局

金融業監管機構

金融取引業規制機構

Languages
English (153)