WorldCat Identities

National Association of Securities Dealers

Overview
Works: 419 works in 678 publications in 1 language and 9,135 library holdings
Genres: Periodicals  Examinations  Directories  Handbooks and manuals  Study guides  Rules 
Roles: Author
Classifications: HG4551, 332.6430973
Publication Timeline
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Most widely held works about National Association of Securities Dealers
 
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Most widely held works by National Association of Securities Dealers
The NASDAQ handbook : the stock market of tomorrow--today( Book )

3 editions published in 1987 in English and held by 421 WorldCat member libraries worldwide

The NASDAQ handbook : the stock market for the next 100 years by National Association of Securities Dealers( Book )

5 editions published in 1992 in English and held by 291 WorldCat member libraries worldwide

Series 7 stockbroker NASD exam by Philip Meyers( Book )

3 editions published between 1999 and 2001 in English and held by 225 WorldCat member libraries worldwide

NASDAQ fact book & company directory( )

in English and held by 195 WorldCat member libraries worldwide

Registered representative/stockbroker : NASD series 7 exam by Philip Meyers( Book )

4 editions published between 1992 and 1996 in English and held by 187 WorldCat member libraries worldwide

NASDAQ stock market ... fact book & company directory( )

in English and held by 139 WorldCat member libraries worldwide

NASDAQ fact book by National Association of Securities Dealers( )

in English and held by 107 WorldCat member libraries worldwide

NASD manual by National Association of Securities Dealers( )

in English and held by 100 WorldCat member libraries worldwide

The NASDAQ stock market : one billion plus & fastest growing .( Book )

3 editions published between 1991 and 1994 in English and held by 94 WorldCat member libraries worldwide

FINRA manual : official publication of the Financial Industry Regulatory Authority by Financial Industry Regulatory Authority( )

in English and held by 90 WorldCat member libraries worldwide

The comprehensive source for pertinent information on the organization, rules and regulations of the Financial Industry Regulatory Authority (FINRA, formerly NASD). The FINRA Manual contains the current full-text rules -- FINRA Rules, Incorporated NYSE Rules, and remaining NASD Rulesas well as fees listings, codes of procedure, uniform practice code and selected SEC rules. Notices to Members from 1983 through current and Regulatory -- Compliance Alerts through 2003 are available
NASD manual : official publication of the National Association of Securities Dealers, Inc by National Association of Securities Dealers( Book )

14 editions published between 1961 and 2007 in English and held by 69 WorldCat member libraries worldwide

NASD sanction guidelines by National Association of Securities Dealers( Book )

5 editions published between 1993 and 2004 in English and held by 61 WorldCat member libraries worldwide

Pass the 7 : a training guide for the FINRA Series 7 exam by Robert Walker( Book )

6 editions published between 2007 and 2014 in English and held by 59 WorldCat member libraries worldwide

FINRA is the successor to the National Association of Securities Dealers, Inc. (NASD)
Fact book( )

in English and held by 57 WorldCat member libraries worldwide

Reducing costs of stock transactions: a study of alternative trade completion systems by R. L Petruschell( Book )

in English and held by 56 WorldCat member libraries worldwide

NASD annual financial report / NASD by National Association of Securities Dealers( )

in English and held by 56 WorldCat member libraries worldwide

Manual by National Association of Securities Dealers( )

10 editions published between 1952 and 2003 in English and held by 53 WorldCat member libraries worldwide

NASDAQ company directory( )

in English and held by 51 WorldCat member libraries worldwide

Over-the-counter markets study by Allen & Hamilton Booz( Book )

3 editions published in 1966 in English and held by 46 WorldCat member libraries worldwide

Pass the 7 : a training guide for the NASD Series 7 exam by Robert Walker( Book )

1 edition published in 2007 in English and held by 44 WorldCat member libraries worldwide

 
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Audience Level
0
Audience Level
1
  Kids General Special  
Audience level: 0.50 (from 0.23 for Series 7 s ... to 0.87 for NASD annua ...)

Series 7 stockbroker NASD exam
Alternative Names

controlled identityFinancial Industry Regulatory Authority

Association of Securities Dealers

N.A.S.D.

N.A.S.D. (National Association of Securities Dealers)

NASD

NASD (National Association of Securities Dealers)

Languages
English (140)

Covers
Registered representative/stockbroker : NASD series 7 examPass the 7 : a training guide for the FINRA Series 7 examPass the 7 : a training guide for the NASD Series 7 examNASD arbitration solution : five black-belt principles to protect and grow your financial services practicePass the 63 : a training guide for the NASAA series 63 exam