United States Securities and Exchange Commission
Overview
| Works: | 7,169 works in 10,118 publications in 2 languages and 258,235 library holdings |
|---|---|
| Genres: | Periodicals Trials, litigation, etc Conference papers and proceedings Handbooks and manuals Annual reports Case studies Administrative decisions Rules |
| Roles: | Editor, Other, Originator, Monitor |
| Classifications: | HG4556.U5, 332.630973 |
Publication Timeline
.
Most widely held works about
United States
- No one would listen : a true financial thriller by Harry Markopolos( Book )
- Annual report of the Securities and Exchange Commission by United States( )
- The transformation of Wall Street : a history of the Securities and Exchange Commission and modern corporate finance by Joel Seligman( Book )
- SEC accounting practice and procedure by Louis H Rappaport( Book )
- An introduction to the SEC by K. Fred Skousen( Book )
- Current financial reporting trends : a qualitative review of SEC comment letters by Cheryl de Mesa Graziano( )
- SEC Proposed Rule on Securities Offering Reform (Securities and Exchange Commission Proposed Rule on Securities Offering Reform) by Edith G Orenstein( )
- Securities, exchanges, and the SEC by Poyntz Tyler( Book )
- Investigation of failure of the SEC to uncover Bernard Madoff's Ponzi scheme by United States( Book )
- The SEC and the public interest by Susan M Phillips( Book )
- Investigating and prosecuting financial fraud after the Fraud Enforcement and Recovery Act : hearing before the Committee on the Judiciary, United States Senate, One Hundred Eleventh Congress, second session, September 22, 2010 by United States( )
- The New Deal's SEC : the formative years by Ralph F De Bedts( Book )
- Eagle on the Street : based on the Pulitzer Prize-winning account of the SEC's battle with Wall Street by David A Vise( Book )
- Nominations of Mary Schapiro, Christina D. Romer, Austan D. Goolsbee, Cecilia E. Rouse, and Daniel K. Tarullo : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session, on nominations of Mary Schapiro, of New York, chairman-designate, Securities and Exchange Commission ; Christina D. Romer, of California, chairman-designate, Council of Economic Advisors ; Austan D. Goolsbee, of Illinois, member-designate, Council of Economic Advisors ; Cecilia E. Rouse, of New Jersey, member-designate, Council of Economic Advisors ; Daniel K. Tarullo, of Maryland, member-designate, Board of Governors of the Federal Reserve System, January 15, 2009 by United States( )
- SEC oversight : current state and agenda : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, first session, July 14, 2009 by United States( )
- The Madoff investment securities fraud : regulatory and oversight concerns and the need for reform : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session, on how the securities regulatory system failed to detect the Madoff investment securities fraud, the extent to which securities insurance will assist defrauded victims, and the need for reform, January 27, 2009 by United States( )
- Assessing the Madoff Ponzi scheme and regulatory failures : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, first session, February 4, 2009 by United States( )
- Selling America short : the SEC and market contrarians in the age of absurdity by Richard Sauer( )
- Oversight of the U.S. Securities and Exchange Commission : evaluating present reforms and future challenges : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, second session, July 20, 2010 by United States( )
- Turmoil in the U.S. credit markets : examining the regulation of investment banks by the U.S. Securities and Exchange Commission : hearing before the Subcommittee on Securities and Insurance and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Tenth Congress, second session, on steps taken by the agency then and now to encourage the investment banks that it regulates to better manage their risks and how the SEC can be strengthened to meet its mission as the advocate for investors while overseeing securities markets and financial stability of Wall Street firms, Wednesday, May 7, 2008 by United States( )
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Most widely held works by
United States
Madoff Ponzi scheme : SEC failure and why(
)
3 editions published in 2010 in English and held by 1,127 WorldCat member libraries worldwide
3 editions published in 2010 in English and held by 1,127 WorldCat member libraries worldwide
SEC docket : a weekly compilation of releases from the Securities and Exchange Commission by
United States(
)
in English and held by 1,094 WorldCat member libraries worldwide
in English and held by 1,094 WorldCat member libraries worldwide
SEC news digest by
United States(
)
in English and Undetermined and held by 831 WorldCat member libraries worldwide
Lists documents available from Public Reference Section, Securities and Exchange Commission
in English and Undetermined and held by 831 WorldCat member libraries worldwide
Lists documents available from Public Reference Section, Securities and Exchange Commission
Decisions and reports by
United States(
)
in English and held by 807 WorldCat member libraries worldwide
in English and held by 807 WorldCat member libraries worldwide
Wayward capitalists : target of the Securities and Exchange Commission by
Susan P Shapiro(
Book
)
2 editions published in 1984 in English and held by 687 WorldCat member libraries worldwide
2 editions published in 1984 in English and held by 687 WorldCat member libraries worldwide
A Study of mutual funds by
Wharton School(
Book
)
17 editions published between 1962 and 1982 in English and held by 537 WorldCat member libraries worldwide
17 editions published between 1962 and 1982 in English and held by 537 WorldCat member libraries worldwide
Worthless stock : how to avoid doubling your losses(
)
2 editions published in 2005 in English and held by 512 WorldCat member libraries worldwide
2 editions published in 2005 in English and held by 512 WorldCat member libraries worldwide
Judicial decisions : comprising all court decisions, reported and unreported, in civil and criminal cases involving statutes
administered by the Securities and Exchange Commission by
United States(
)
in English and held by 423 WorldCat member libraries worldwide
in English and held by 423 WorldCat member libraries worldwide
Report on the role and function of credit rating agencies in the operation of the securities markets : as required by Section
702(b) of the Sarbanes-Oxley Act of 2002 by
United States(
)
5 editions published between 2003 and 2004 in English and held by 398 WorldCat member libraries worldwide
5 editions published between 2003 and 2004 in English and held by 398 WorldCat member libraries worldwide
EDGAR filer manual by
United States(
)
in English and held by 396 WorldCat member libraries worldwide
in English and held by 396 WorldCat member libraries worldwide
Final report of the SEC Government-Business Forum on Small Business Capital Formation by SEC Government-Business Forum on Small Business Capital Formation(
)
in English and held by 390 WorldCat member libraries worldwide
in English and held by 390 WorldCat member libraries worldwide
Official summary of security transactions and holdings reported to the Securities and Exchange Commission under the Securities
Exchange Act of 1934 and the Public Utility Holding Company Act of 1935(
)
in English and held by 384 WorldCat member libraries worldwide
in English and held by 384 WorldCat member libraries worldwide
SEC accounting report by
Thomson Reuters(
)
in English and held by 370 WorldCat member libraries worldwide
in English and held by 370 WorldCat member libraries worldwide
Internationalization of the securities markets : report of the staff of the U.S. Securities and Exchange Commission to the
Senate Committee on Banking, Housing and Urban Affairs and the House Committee on Energy and Commerce(
Book
)
5 editions published between 1987 and 1988 in English and held by 335 WorldCat member libraries worldwide
5 editions published between 1987 and 1988 in English and held by 335 WorldCat member libraries worldwide
U.S. Securities and Exchange Commission(
)
in English and held by 334 WorldCat member libraries worldwide
EDGAR, the Electronic Data Gathering, Analysis, and Retrieval system, performs automated collection, validation, indexing, acceptance, and forwarding of submissions by companies and others who are required by law to file forms with the U.S. Securities and Exchange Commission (SEC). Its primary purpose is to increase the efficiency and fairness of the securities market for the benefit of investors, corporations, and the economy by accelerating the receipt, acceptance, dissemination, and analysis of time-sensitive corporate information filed with the agency
in English and held by 334 WorldCat member libraries worldwide
EDGAR, the Electronic Data Gathering, Analysis, and Retrieval system, performs automated collection, validation, indexing, acceptance, and forwarding of submissions by companies and others who are required by law to file forms with the U.S. Securities and Exchange Commission (SEC). Its primary purpose is to increase the efficiency and fairness of the securities market for the benefit of investors, corporations, and the economy by accelerating the receipt, acceptance, dissemination, and analysis of time-sensitive corporate information filed with the agency
Joint report on the government securities market(
Book
)
2 editions published in 1992 in English and held by 308 WorldCat member libraries worldwide
2 editions published in 1992 in English and held by 308 WorldCat member libraries worldwide
Statistical bulletin - Securities and Exchange Commission by
United States(
)
in English and held by 306 WorldCat member libraries worldwide
in English and held by 306 WorldCat member libraries worldwide
United States of America before the Securities and Exchange Commission in the matter of McKesson & Robbins, Inc. : report
on investigation by
United States(
Book
)
13 editions published between 1939 and 1982 in English and held by 297 WorldCat member libraries worldwide
13 editions published between 1939 and 1982 in English and held by 297 WorldCat member libraries worldwide
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Audience Level
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Related Identities
- United States Congress Senate Committee on Banking, Housing, and Urban Affairs
- United States Congress House Committee on Financial Services
- United States Government Accountability Office
- United States General Accounting Office
- Practising Law Institute
- United States Commodity Futures Trading Commission
- Madoff, Bernard L.
- United States Congress Senate Committee on Banking, Housing, and Urban Affairs Subcommittee on Securities
- Board of Governors of the Federal Reserve System (U.S.)
- United States Securities and Exchange Commission Office of Audits
Useful Links
Associated Subjects
Accounting--Law and legislation Board of Governors of the Federal Reserve System (U.S.) Capital Commercial crimes Commercial crimes--Prevention Corporations Corporations--Accounting--Law and legislation Corporations--Finance Council of Economic Advisers (U.S.) EDGAR (Information retrieval system) Electronic data processing Employees Financial Industry Regulatory Authority Financial risk management Financial statements--Law and legislation Fraud Enforcement and Recovery Act of 2009 (United States) Fraud investigation Goolsbee, Austan Governmental investigations Government securities--Marketing Hedge funds Information storage and retrieval systems--Securities Investment banking Law enforcement Madoff, Bernard L Mutual funds Mutual funds--Government policy Parliamentary practice Ponzi schemes Romer, Christina Rouse, Cecilia Elena Schapiro, Mary L., Securities Securities--Data processing Securities fraud Securities fraud--Prevention Securities--Government policy Securities industry Securities industry--Corrupt practices Securities Investor Protection Corporation Small business--Finance Stock exchanges Stock exchanges--Law and legislation Tarullo, Daniel K United States United States.--Department of Justice United States.--Federal Bureau of Investigation United States.--Securities and Exchange Commission Venture capital White collar crime investigation
Covers
Alternative Names
Amerika Birleşik Devletleri Menkul Kıymetler ve Borsa Komisyonu
Amerika Gasshukoku Shoken Torihiki Iinkai
Amerika Gasshukoku Shoken Torihikijo Iinkai
Beikoku Shoken Torihiki Iinkai
Comisiwn Gwarantau a Chyfnewid yr Unol Daleithiau
Comissão de Títulos e Câmbio dos Estados Unidos
Estats Units d'Amèrica. Securities & Exchange Commission
Jungtinės Valstijos Securities and Exchange Commission
Komise pro kontrolu cenných papírů Spojených států vládní agentura USA
Komisija za vrijednosnice i burzu
S.E.C.
S.E.C.(About)
S.E.C. (Agency)
S.E.C.O.
S.E.C.O. (Agency)
S.E.C.O. (Securities and Exchange Commission)
S.E.C. (Securities and Exchange Commission)
SEC
SEC (Agency)
SEC Rulemaking
SEC (Securities and Exchange Commission)
SECO
SECO (Agency)
SECO (Securities and Exchange Commission)
Securities & Exchange Commission
Securities and Exchange Commission
Securities and Exchange Commission (Estados Unidos)
Securities and Exchange Commission (Estats Units d'Amèrica)
Securities and exchange commission États-Unis
Securities and Exchange Commission (U.S.)
Securities and Exchange Commission United States
Spojené státy americké Komise pro cenné papíry a burzy
U.S. Securities and Exchange Commission
U.S. Securities and Exchange Commission agencia independiente del gobierno de Estados Unidos
United States Securities & Exchange Commission
United States Securities and Exchange Commission
United States Securities and Exchange Commission amerykańska komisja papierów wartościowych i giełdy
United States Secutiries & Exchange Commission
Verðbréfaeftirlit Bandaríkjanna
Комисия по ценните книжа и борсите
Комиссия по ценным бумагам и биржам
Комісія з цінних паперів і бірж США
הוועדה לניירות ערך ולבורסות
هيئة الأوراق المالية والبورصات الأمريكية
کمیسیون بورس و اوراق بهادار آمریکا
アメリカ ガッシュウコク ショウケン トリヒキ イインカイ
アメリカ ガッシュウコク ショウケン トリヒキジョ イインカイ
アメリカ合衆国. 証券取引委員会
アメリカ合衆国証券取引所委員会
アメリカ証券取引委員会
ベイコク ショウケン トリヒキ イインカイ
米国証券取引委員会
美国证券交易委员会 政府机构
証券取引委員会
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