United States Securities and Exchange Commission

Overview

Works:	4,898 works in 8,183 publications in 2 languages and 194,941 library holdings
Genres:	Periodicals Trials, litigation, etc Rules Conference proceedings Handbooks, manuals, etc Popular works
Roles:	Other, Editor
Classifications:	HG4556.U5, 332.630973

Publication Timeline

1900 |

|2020

Key

Publications about United States

Publications by United States

Most widely held works about United States

No one would listen : a true financial thriller by Harry Markopolos ( Book )
The transformation of Wall Street : a history of the Securities and Exchange Commission and modern corporate finance by Joel Seligman ( Book )
An introduction to the SEC by K. Fred Skousen ( Book )
Annual report of the Securities and Exchange Commission by United States ( )
SEC accounting practice and procedure by Louis H Rappaport ( Book )

Investigation of failure of the SEC to uncover Bernard Madoff's Ponzi scheme by United States ( )
Securities, exchanges, and the SEC by Poyntz Tyler ( Book )
Eagle on the Street : based on the Pulitzer Prize-winning account of the SEC's battle with Wall Street by David A Vise ( Book )
The SEC and the public interest by Susan M Phillips ( Book )
The New Deal's SEC : the formative years by Ralph F De Bedts ( Book )
Current financial reporting trends a qualitative review of SEC comment letters by Cheryl de Mesa Graziano ( )
SEC proposed rule on securities offering reform by Edith G Orenstein ( )
Regulation by prosecution : the Securities and Exchange Commission vs. corporate America by Roberta S Karmel ( Book )
Democracy and finance; the addresses and public statements of William O. Douglas as member and chairman of the Securities and Exchange Commission by William O Douglas ( Book )
Corporate financial reporting : public or private control? by Robert Chatov ( Book )
Investigating and prosecuting financial fraud after the Fraud Enforcement and Recovery Act hearing before the Committee on the Judiciary, United States Senate, One Hundred Eleventh Congress, second session, September 22, 2010 by United States ( Book )
Assessing the Madoff Ponzi scheme and regulatory failures hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, first session, February 4, 2009 by United States ( )
Oversight of the Securities and Exchange Commission's failure to identify the Bernard L. Madoff Ponzi scheme and how to improve SEC performance hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session ... September 10, 2009 by United States ( )
Turmoil in the U.S. credit markets examining the regulation of investment banks by the U.S. Securities and Exchange Commission : hearing before the Subcommittee on Securities and Insurance and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Tenth Congress, second session ... Wednesday, May 7, 2008 by United States ( Book )
SEC oversight current state and agenda : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, first session, July 14, 2009 by United States ( )

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Most widely held works by United States

SEC docket : a weekly compilation of releases from the Securities and Exchange Commission by United States ( )
16 editions published in 1973 in English and held by 1,094 WorldCat member libraries worldwide

Get the facts on saving and investing : a roadmap to start you on a journey to financial security through saving and investing ( Book )
9 editions published between 2004 and 2007 in English and held by 916 WorldCat member libraries worldwide

Decisions and reports by United States ( )
in English and Undetermined and held by 727 WorldCat member libraries worldwide

Wayward capitalists : target of the Securities and Exchange Commission by Susan P Shapiro ( Book )
2 editions published in 1984 in English and held by 723 WorldCat member libraries worldwide

SEC news digest by United States ( )
in English and Undetermined and held by 701 WorldCat member libraries worldwide
Lists documents available from Public Reference Section, Securities and Exchange Commission

Madoff Ponzi scheme SEC failure and why ( )
2 editions published in 2010 in English and held by 689 WorldCat member libraries worldwide

Invest wisely an introduction to mutual funds by United States ( Book )
10 editions published between 1994 and 2009 in English and held by 637 WorldCat member libraries worldwide
"This brochure explains the basics of mutual fund investing -- how mutual funds work, what factors to consider before investing, and how to avoid common pitfalls."

Internet fraud : how to avoid internet investment scams ( )
6 editions published between 1998 and 2007 in English and held by 622 WorldCat member libraries worldwide

Worthless stock how to avoid doubling your losses ( )
2 editions published in 2005 in English and held by 438 WorldCat member libraries worldwide

A Study of mutual funds by Wharton School ( Book )
11 editions published between 1962 and 1982 in English and held by 434 WorldCat member libraries worldwide

Variable annuities what you should know ( )
7 editions published between 2000 and 2009 in English and held by 423 WorldCat member libraries worldwide

SEC monthly statistical review by United States ( )
in English and Undetermined and held by 405 WorldCat member libraries worldwide

Official summary of security transactions and holdings reported to the Securities and Exchange Commission under the Securities Exchange Act of 1934 and the Public Utility Holding Company Act of 1935 ( )
in English and held by 400 WorldCat member libraries worldwide

Final report of the SEC Government-Business Forum on Small Business Capital Formation by SEC Government-Business Forum on Small Business Capital Formation ( )
in English and held by 392 WorldCat member libraries worldwide

Official list of section 13(f) securities ( )
in English and held by 388 WorldCat member libraries worldwide

Report of special study of securities markets of the Securities and Exchange Commission by United States ( Book )
16 editions published between 1963 and 1982 in English and held by 365 WorldCat member libraries worldwide

Judicial decisions : comprising all court decisions, reported and unreported, in civil and criminal cases involving statutes administered by the Securities and Exchange Commission by United States ( )
in English and Undetermined and held by 359 WorldCat member libraries worldwide

Microcap stock : a guide for investors ( Book )
4 editions published between 2000 and 2004 in English and held by 330 WorldCat member libraries worldwide

U.S. Securities and Exchange Commission ( )
in English and held by 326 WorldCat member libraries worldwide
"Through its Electronic Data Gathering, Analysis, and Retrieval site EDGAR, the U.S. Securities and Exchange Commission (SEC) makes all submissions by U.S. public companies since 1993 available in full-text. Beginning in November 2002, all foreign companies listed on U.S. exchanges are also required to file registration statements, periodic reports, and other forms electronically through EDGAR. Filings include annual (10K) and quarterly (10Q) reports, annual reports to shareholders, and other filings that provide a comprehensive overview of a company's financial condition and business practices. Users may search by company name, the SEC's CIK (Central Index Key), File number, State or SIC (Standard Industrial Classification code). EDGAR is a key source for detailed company financial information for business and investment research." Reviewed February 28. 2003. "Best Free Reference Web Sites 2003," RUSA Quarterly, Fall 2003. Comp. by the MARS Best Free Websites Committee, RUSA, ALA

Statistical bulletin - Securities and Exchange Commission by United States ( )
in English and Undetermined and held by 322 WorldCat member libraries worldwide

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Audience Level