United States Securities and Exchange Commission
Overview
| Works: | 6,747 works in 9,907 publications in 2 languages and 255,908 library holdings |
|---|---|
| Genres: | Periodicals Trials, litigation, etc Handbooks and manuals Conference papers and proceedings Annual reports Popular works Administrative decisions Rules |
| Roles: | Editor, Other, Originator, Monitor |
| Classifications: | HG4556.U5, 332.630973 |
Publication Timeline
.
Most widely held works about
United States
- No one would listen : a true financial thriller by Harry Markopolos( Book )
- Annual report of the Securities and Exchange Commission by United States( )
- The transformation of Wall Street : a history of the Securities and Exchange Commission and modern corporate finance by Joel Seligman( Book )
- SEC accounting practice and procedure by Louis H Rappaport( Book )
- An introduction to the SEC by K. Fred Skousen( Book )
- Current financial reporting trends : a qualitative review of SEC comment letters by Cheryl de Mesa Graziano( )
- SEC Proposed Rule on Securities Offering Reform (Securities and Exchange Commission Proposed Rule on Securities Offering Reform) by Edith G Orenstein( )
- Securities, exchanges, and the SEC by Poyntz Tyler( Book )
- Investigation of failure of the SEC to uncover Bernard Madoff's Ponzi scheme by United States( Book )
- The SEC and the public interest by Susan M Phillips( Book )
- Investigating and prosecuting financial fraud after the Fraud Enforcement and Recovery Act : hearing before the Committee on the Judiciary, United States Senate, One Hundred Eleventh Congress, second session, September 22, 2010 by United States( )
- Oversight of the Securities and Exchange Commission's failure to identify the Bernard L. Madoff Ponzi scheme and how to improve SEC performance : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session, on analyzing the SEC's oversight and examination of the activities of Bernard L. Madoff and Bernard L. Madoff Investment Securities, LLC and why it failed to identify the Ponzi scheme, and to assess recommendations for how to improve the regulatory performance of the SEC, September 10, 2009 by United States( )
- Eagle on the Street : based on the Pulitzer Prize-winning account of the SEC's battle with Wall Street by David A Vise( Book )
- The New Deal's SEC : the formative years by Ralph F De Bedts( Book )
- Nominations of Mary Schapiro, Christina D. Romer, Austan D. Goolsbee, Cecilia E. Rouse, and Daniel K. Tarullo : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session, on nominations of Mary Schapiro, of New York, chairman-designate, Securities and Exchange Commission ; Christina D. Romer, of California, chairman-designate, Council of Economic Advisors ; Austan D. Goolsbee, of Illinois, member-designate, Council of Economic Advisors ; Cecilia E. Rouse, of New Jersey, member-designate, Council of Economic Advisors ; Daniel K. Tarullo, of Maryland, member-designate, Board of Governors of the Federal Reserve System, January 15, 2009 by United States( )
- The Madoff investment securities fraud : regulatory and oversight concerns and the need for reform : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session, on how the securities regulatory system failed to detect the Madoff investment securities fraud, the extent to which securities insurance will assist defrauded victims, and the need for reform, January 27, 2009 by United States( )
- SEC oversight : current state and agenda : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, first session, July 14, 2009 by United States( )
- Assessing the Madoff Ponzi scheme and regulatory failures : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, first session, February 4, 2009 by United States( )
- Oversight of the U.S. Securities and Exchange Commission : evaluating present reforms and future challenges : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, second session, July 20, 2010 by United States( )
- Legislative proposals to address concerns over the SEC's new confidentiality provision : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, second session, September 16, 2010 by United States( )
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fewer
Most widely held works by
United States
SEC docket : a weekly compilation of releases from the Securities and Exchange Commission by
United States(
)
in English and held by 1,283 WorldCat member libraries worldwide
in English and held by 1,283 WorldCat member libraries worldwide
Madoff Ponzi scheme : SEC failure and why(
)
3 editions published in 2010 in English and held by 1,122 WorldCat member libraries worldwide
3 editions published in 2010 in English and held by 1,122 WorldCat member libraries worldwide
Get the facts on saving and investing : a roadmap to start you on a journey to financial security through saving and investing(
Book
)
9 editions published between 2004 and 2007 in English and held by 889 WorldCat member libraries worldwide
9 editions published between 2004 and 2007 in English and held by 889 WorldCat member libraries worldwide
SEC news digest by
United States(
)
in English and Undetermined and held by 844 WorldCat member libraries worldwide
Lists documents available from Public Reference Section, Securities and Exchange Commission
in English and Undetermined and held by 844 WorldCat member libraries worldwide
Lists documents available from Public Reference Section, Securities and Exchange Commission
Decisions and reports by
United States(
)
in English and held by 808 WorldCat member libraries worldwide
in English and held by 808 WorldCat member libraries worldwide
Wayward capitalists : target of the Securities and Exchange Commission by
Susan P Shapiro(
Book
)
2 editions published in 1984 in English and held by 689 WorldCat member libraries worldwide
2 editions published in 1984 in English and held by 689 WorldCat member libraries worldwide
A Study of mutual funds by
Wharton School(
Book
)
19 editions published between 1962 and 1982 in English and held by 544 WorldCat member libraries worldwide
19 editions published between 1962 and 1982 in English and held by 544 WorldCat member libraries worldwide
Worthless stock : how to avoid doubling your losses(
)
2 editions published in 2005 in English and held by 503 WorldCat member libraries worldwide
2 editions published in 2005 in English and held by 503 WorldCat member libraries worldwide
Judicial decisions : comprising all court decisions, reported and unreported, in civil and criminal cases involving statutes
administered by the Securities and Exchange Commission by
United States(
)
in English and held by 422 WorldCat member libraries worldwide
in English and held by 422 WorldCat member libraries worldwide
Report on the role and function of credit rating agencies in the operation of the securities markets : as required by Section
702(b) of the Sarbanes-Oxley Act of 2002 by
United States(
)
5 editions published between 2003 and 2004 in English and held by 396 WorldCat member libraries worldwide
5 editions published between 2003 and 2004 in English and held by 396 WorldCat member libraries worldwide
EDGAR filer manual by
United States(
)
in English and held by 395 WorldCat member libraries worldwide
in English and held by 395 WorldCat member libraries worldwide
Final report of the SEC Government-Business Forum on Small Business Capital Formation by SEC Government-Business Forum on Small Business Capital Formation(
)
in English and held by 391 WorldCat member libraries worldwide
in English and held by 391 WorldCat member libraries worldwide
Official summary of security transactions and holdings reported to the Securities and Exchange Commission under the Securities
Exchange Act of 1934 and the Public Utility Holding Company Act of 1935(
)
in English and held by 381 WorldCat member libraries worldwide
in English and held by 381 WorldCat member libraries worldwide
SEC accounting report by
Thomson Reuters(
)
in English and held by 367 WorldCat member libraries worldwide
in English and held by 367 WorldCat member libraries worldwide
Microcap stock : a guide for investors(
Book
)
4 editions published between 2000 and 2004 in English and held by 345 WorldCat member libraries worldwide
4 editions published between 2000 and 2004 in English and held by 345 WorldCat member libraries worldwide
Internationalization of the securities markets : report of the staff of the U.S. Securities and Exchange Commission to the
Senate Committee on Banking, Housing and Urban Affairs and the House Committee on Energy and Commerce by
United States(
Book
)
7 editions published between 1987 and 1988 in English and held by 340 WorldCat member libraries worldwide
7 editions published between 1987 and 1988 in English and held by 340 WorldCat member libraries worldwide
U.S. Securities and Exchange Commission(
)
in English and held by 337 WorldCat member libraries worldwide
EDGAR, the Electronic Data Gathering, Analysis, and Retrieval system, performs automated collection, validation, indexing, acceptance, and forwarding of submissions by companies and others who are required by law to file forms with the U.S. Securities and Exchange Commission (SEC). Its primary purpose is to increase the efficiency and fairness of the securities market for the benefit of investors, corporations, and the economy by accelerating the receipt, acceptance, dissemination, and analysis of time-sensitive corporate information filed with the agency
in English and held by 337 WorldCat member libraries worldwide
EDGAR, the Electronic Data Gathering, Analysis, and Retrieval system, performs automated collection, validation, indexing, acceptance, and forwarding of submissions by companies and others who are required by law to file forms with the U.S. Securities and Exchange Commission (SEC). Its primary purpose is to increase the efficiency and fairness of the securities market for the benefit of investors, corporations, and the economy by accelerating the receipt, acceptance, dissemination, and analysis of time-sensitive corporate information filed with the agency
Small business informational package by
United States(
Book
)
4 editions published between 1988 and 1989 in English and held by 315 WorldCat member libraries worldwide
4 editions published between 1988 and 1989 in English and held by 315 WorldCat member libraries worldwide
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fewer
Audience Level
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| Kids | General | Special | ||
Related Identities
- United States Congress Senate Committee on Banking, Housing, and Urban Affairs
- United States Congress House Committee on Financial Services
- United States Government Accountability Office
- United States General Accounting Office
- Practising Law Institute
- United States Commodity Futures Trading Commission
- Madoff, Bernard L.
- United States Congress Senate Committee on Banking, Housing, and Urban Affairs Subcommittee on Securities
- Board of Governors of the Federal Reserve System (U.S.)
- United States Securities and Exchange Commission Office of Audits
Useful Links
Associated Subjects
Accounting--Law and legislation Bernard L. Madoff Investment Securities, LLC Board of Governors of the Federal Reserve System (U.S.) Capital Capitalists and financiers Commercial crimes Commercial crimes--Prevention Corporations Corporations--Accounting--Law and legislation Corporations--Finance Council of Economic Advisers (U.S.) EDGAR (Information retrieval system) Electronic data processing Employees Financial Industry Regulatory Authority Financial statements--Law and legislation Fraud Enforcement and Recovery Act of 2009 (United States) Fraud investigation Goolsbee, Austan Governmental investigations Hedge funds Information storage and retrieval systems--Securities Investment advisors--Malpractice Law enforcement Madoff, Bernard L Management Mutual funds Parliamentary practice Ponzi schemes Romer, Christina Rouse, Cecilia Elena Saving and investment Schapiro, Mary L., Securities Securities--Data processing Securities fraud Securities fraud--Prevention Securities industry--Corrupt practices Securities Investor Protection Corporation Small business--Finance Stock exchanges Stock exchanges--Law and legislation Stockholders Tarullo, Daniel K United States United States.--Department of Justice United States.--Federal Bureau of Investigation United States.--Securities and Exchange Commission Venture capital White collar crime investigation
Covers
Alternative Names
Amerika Birleşik Devletleri Menkul Kıymetler ve Borsa Komisyonu
Amerika Gasshukoku Shoken Torihiki Iinkai
Amerika Gasshukoku Shoken Torihikijo Iinkai
Beikoku Shoken Torihiki Iinkai
Comisiwn Gwarantau a Chyfnewid yr Unol Daleithiau
Comissão de Títulos e Câmbio dos Estados Unidos
Estats Units d'Amèrica. Securities & Exchange Commission
Komise pro kontrolu cenných papírů Spojených států vládní agentura USA
Komisija za vrijednosnice i burzu
S.E.C.
S.E.C.(About)
S.E.C. (Agency)
S.E.C.O.
S.E.C.O. (Agency)
S.E.C.O. (Securities and Exchange Commission)
S.E.C. (Securities and Exchange Commission)
SEC
SEC (Agency)
SEC Rulemaking
SEC (Securities and Exchange Commission)
SECO
SECO (Agency)
SECO (Securities and Exchange Commission)
Securities & Exchange Commission
Securities and Exchange Commission
Securities and Exchange Commission (Estados Unidos)
Securities and Exchange Commission (Estats Units d'Amèrica)
Securities and exchange commission États-Unis
Securities and Exchange Commission (U.S.)
Securities and Exchange Commission United States
Spojené státy americké Komise pro cenné papíry a burzy
U.S. Securities and Exchange Commission
U.S. Securities and Exchange Commission agencia independiente del gobierno de Estados Unidos
United States Securities & Exchange Commission
United States Securities and Exchange Commission
United States Securities and Exchange Commission amerykańska komisja papierów wartościowych i giełdy
Verðbréfaeftirlit Bandaríkjanna
Комисия по ценните книжа и борсите
Комиссия по ценным бумагам и биржам
Комісія з цінних паперів і бірж США
הוועדה לניירות ערך ולבורסות
هيئة الأوراق المالية والبورصات الأمريكية
کمیسیون بورس و اوراق بهادار آمریکا
アメリカ ガッシュウコク ショウケン トリヒキ イインカイ
アメリカ ガッシュウコク ショウケン トリヒキジョ イインカイ
アメリカ合衆国. 証券取引委員会
アメリカ合衆国証券取引所委員会
ベイコク ショウケン トリヒキ イインカイ
米国証券取引委員会
美国证券交易委员会 政府机构
証券取引委員会
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