WorldCat Identities

United States Securities and Exchange Commission

Overview
Works: 7,713 works in 11,104 publications in 3 languages and 313,891 library holdings
Genres: Periodicals  Conference papers and proceedings  Trials, litigation, etc  Handbooks and manuals  Annual reports  Legislative materials 
Roles: Other, Editor, isb, Originator, Monitor
Classifications: HG4556.U5, 332.630973
Publication Timeline
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Most widely held works about United States
 
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Most widely held works by United States
Madoff Ponzi scheme : SEC failure and why( )

3 editions published in 2010 in English and held by 1,272 WorldCat member libraries worldwide

SEC docket : a weekly compilation of releases from the Securities and Exchange Commission by United States( )

in English and held by 1,182 WorldCat member libraries worldwide

SEC news digest by United States( )

in English and Undetermined and held by 908 WorldCat member libraries worldwide

Lists documents available from Public Reference Section, Securities and Exchange Commission
Decisions and reports by United States( )

in English and held by 727 WorldCat member libraries worldwide

Wayward capitalists : target of the Securities and Exchange Commission by Susan P Shapiro( Book )

3 editions published in 1984 in English and held by 676 WorldCat member libraries worldwide

Annotation
A Study of mutual funds by Wharton School( Book )

23 editions published between 1962 and 1982 in English and held by 613 WorldCat member libraries worldwide

Worthless stock how to avoid doubling your losses( )

3 editions published in 2005 in English and held by 545 WorldCat member libraries worldwide

List of section 13(f) securities( )

in English and held by 512 WorldCat member libraries worldwide

Report on the role and function of credit rating agencies in the operation of the securities markets : as required by Section 702(b) of the Sarbanes-Oxley Act of 2002 by United States( )

5 editions published between 2003 and 2004 in English and held by 476 WorldCat member libraries worldwide

EDGAR filer manual by United States( )

in English and held by 450 WorldCat member libraries worldwide

SEC accounting report by Thomson Reuters( )

in English and held by 413 WorldCat member libraries worldwide

Final report of the SEC Government-Business Forum on Small Business Capital Formation by SEC Government-Business Forum on Small Business Capital Formation( )

in English and held by 413 WorldCat member libraries worldwide

U.S. Securities and Exchange Commission( )

in English and held by 366 WorldCat member libraries worldwide

EDGAR, the Electronic Data Gathering, Analysis, and Retrieval system, performs automated collection, validation, indexing, acceptance, and forwarding of submissions by companies and others who are required by law to file forms with the U.S. Securities and Exchange Commission (SEC). Its primary purpose is to increase the efficiency and fairness of the securities market for the benefit of investors, corporations, and the economy by accelerating the receipt, acceptance, dissemination, and analysis of time-sensitive corporate information filed with the agency
SEC monthly statistical review( )

in English and held by 365 WorldCat member libraries worldwide

Information security, SEC needs to improve controls over financial systems and data : report to the Chair, U.S. Securities and Exchange Commission by United States( )

1 edition published in 2014 in English and held by 359 WorldCat member libraries worldwide

SEC is responsible for enforcing securities laws, issuing rules and regulations that protect investors, and helping to ensure that securities markets are fair and honest. In carrying out its mission, the commission relies extensively on computerized systems that collect and process financial and sensitive information. Accordingly, it is essential that SEC have effective information security controls in place to protect this information from misuse, fraudulent use, improper disclosure, manipulation, or destruction. As part of its audit of SEC's fiscal years 2013 and 2012 financial statements, GAO assessed the commission's information security controls. The objective was to determine the effectiveness of information security controls for protecting the confidentiality, integrity, and availability of SEC's key financial systems and information. To do this, GAO assessed security controls in key areas by reviewing SEC documents, testing selected systems, and interviewing relevant officials. GAO is recommending that SEC take two actions to (1) more effectively oversee contractors performing security-related tasks and (2) improve risk management. In a separate report for limited distribution, GAO is recommending that SEC take 49 specific actions to address weaknesses in security controls
Securities and Exchange Commission : disclosure of proxy voting policies and proxy voting records by registered management investment companies by Kathleen E Wannisky( )

1 edition published in 2003 in English and held by 356 WorldCat member libraries worldwide

SEC and CFTC : most fines collected, but improvements needed in the use of Treasury's collection service by United States( )

1 edition published in 2001 in English and held by 355 WorldCat member libraries worldwide

Securities and Exchange Commission : acceleration of periodic report filing dates and disclosure concerning web site access to reports by Kathleen E Wannisky( )

1 edition published in 2002 in English and held by 352 WorldCat member libraries worldwide

Securities and Exchange Commission : actions needed to improve Public Company Accounting Oversight Board selection process by United States( )

1 edition published in 2002 in English and held by 352 WorldCat member libraries worldwide

 
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Audience level: 0.39 (from 0.01 for Madoff Pon ... to 0.59 for Decisions ...)

Report on the role and function of credit rating agencies in the operation of the securities markets : as required by Section 702(b) of the Sarbanes-Oxley Act of 2002
Covers
Wayward capitalists : target of the Securities and Exchange CommissionReport on the role and function of credit rating agencies in the operation of the securities markets : as required by Section 702(b) of the Sarbanes-Oxley Act of 2002The transformation of Wall Street : a history of the Securities and Exchange Commission and modern corporate financeSelling America short : the SEC and market contrarians in the age of absurdity
Alternative Names
ABŞ Qiymətli Kağızlar və Mübadilə Komissiyası

Amerika Birleşik Devletleri Menkul Kıymetler ve Borsa Komisyonu

Amerika Gasshukoku Shoken Torihiki Iinkai

Amerika Gasshukoku Shoken Torihikijo Iinkai

Amerikai Értékpapír- és Tőzsdefelügyelet amerikai állami ügynökség

Beikoku Shoken Torihiki Iinkai

Comisiwn Gwarantau a Chyfnewid yr Unol Daleithiau

Comissão de Títulos e Câmbio dos Estados Unidos

Comissió de Borsa i Valors

Estats Units d'Amèrica. Securities & Exchange Commission

Jungtinės Valstijos Securities and Exchange Commission

Komise pro kontrolu cenných papírů Spojených států vládní agentura USA

Komisija za vrijednosnice i burzu

S.E.C.

S.E.C.(About)

S.E.C. (Agency)

S.E.C.O.

S.E.C.O. (Agency)

S.E.C.O. (Securities and Exchange Commission)

S.E.C. (Securities and Exchange Commission)

SEC

SEC (Agency)

SEC Rulemaking

SEC (Securities and Exchange Commission)

SECO

SECO (Agency)

SECO (Securities and Exchange Commission)

Securities & Exchange Commission

Securities and Exchange Commission‏

Securities and Exchange Commission agence fédérale indépendante des États-Unis

Securities and Exchange Commission (Estados Unidos)

Securities and Exchange Commission (Estats Units d'Amèrica)

Securities and exchange commission États-Unis

Securities and Exchange Commission (U.S.)

Securities and Exchange Commission United States

Securities and Exchange Commission (V.S.)

Spojené státy americké Komise pro cenné papíry a burzy

Suruhanjaya Sekuriti dan Bursa Amerika Syarikat

U.S. Securities and Exchange Commission

U.S. Securities and Exchange Commission Agencia independiente del gobierno de Estados Unidos

United States Securities & Exchange Commission

United States Securities and Exchange Commission

United States Securities and Exchange Commission amerykańska komisja papierów wartościowych i giełdy

United States Securities and Exchange Commission US-amerikanische Börsenaufsichtsbehörde

United States Secutiries & Exchange Commission

Ủy ban Giao dịch và Chứng khoán Hoa Kỳ

Verðbréfaeftirlit Bandaríkjanna

Комисия по ценните книжа и борсите

Комиссия по ценным бумагам и биржам государственное учреждение, осуществляющее надзор за фондовыми биржами

Комісія з цінних паперів і бірж США

הוועדה לניירות ערך ולבורסות

هيئة الأوراق المالية والبورصات الأمريكية

کمیسیون بورس و اوراق بهادار آمریکا

미국 증권거래위원회

アメリカ ガッシュウコク ショウケン トリヒキ イインカイ

アメリカ ガッシュウコク ショウケン トリヒキジョ イインカイ

アメリカ合衆国. 証券取引委員会

アメリカ合衆国証券取引所委員会

アメリカ証券取引委員会

ベイコク ショウケン トリヒキ イインカイ

米国証券取引委員会

美国证券交易委员会 美國政府管理机构

証券取引委員会

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