WorldCat Identities

Hazen, Thomas Lee 1947-

Overview
Works: 153 works in 507 publications in 1 language and 10,593 library holdings
Genres: Trials, litigation, etc  Hornbooks (Law)  Statutes and codes  Study guides  Outlines and syllabi  Casebooks  Examinations  Handbooks and manuals 
Roles: Author, Editor, Other
Classifications: KF1440, 346.73092
Publication Timeline
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Most widely held works by Thomas Lee Hazen
Securities regulation in a nutshell by David L Ratner( Book )

32 editions published between 2002 and 2016 in English and Undetermined and held by 1,277 WorldCat member libraries worldwide

Previous edition : Securities regulation in a nutshell / by Thomas Lee Hazen and David L. Ratner. 9th ed. 2006
Broker-dealer regulation in a nutshell by Thomas Lee Hazen( Book )

8 editions published between 2003 and 2017 in English and held by 552 WorldCat member libraries worldwide

This title is designed to provide an introduction and overview of broker-dealer regulation in the securities markets. It covers broker-dealer front office and back office issues as well as market regulation generally. It gives you with an understanding of basic concepts and the underlying regulatory scheme, providing an explanation of broker-dealer regulation generally, sales practices, analysts' conflicts of interest, civil liabilities, and arbitration. This title also provides an overview of industry self-regulation under FINRA (the Financial Industry Regulatory Authority). --
Cox & Hazen on corporations : including unincorporated forms of doing business by James D Cox( Book )

20 editions published between 1997 and 2003 in English and held by 441 WorldCat member libraries worldwide

Principles of securities regulation by Thomas Lee Hazen( Book )

13 editions published between 2005 and 2017 in English and held by 405 WorldCat member libraries worldwide

"This title includes the most recent developments in securities regulation in an accessible format, including the JOBS Act. Authoritative coverage includes the registration process; exemptions; corporate recapitalizations, reorganizations, and mergers; market manipulation; liabilities; Securities Exchange Act of 1934; jurisdictional aspects; broker-dealer regulation and an overview of investment company regulation. This Revised 4th Edition updates the 4th Edition to include recent legal developments regarding insider trading and SEC administrative proceedings, as well as some editorial revisions."--
Federal securities law by Thomas Lee Hazen( Book )

2 editions published in 2003 in English and held by 349 WorldCat member libraries worldwide

Corporations and other business enterprises : cases and materials by Thomas Lee Hazen( Book )

16 editions published between 2003 and 2016 in English and held by 346 WorldCat member libraries worldwide

Federal securities law by Thomas Lee Hazen( Book )

2 editions published in 2011 in English and held by 339 WorldCat member libraries worldwide

Business organizations law by James D Cox( Book )

7 editions published between 2011 and 2016 in English and held by 323 WorldCat member libraries worldwide

"Clear, succinct, descriptions of the reasoning and policy issues underlying corporate law that is accessible to law students with no business or economic background. The 2016 edition is thoroughly updated to include recent U.S. Supreme Court, Delaware and other leading decisions and regulatory developments that impact the fiduciary obligations and duties in corporate transactions, governance, and management of corporations and LLCs, as well as benefit corporations, including rules implementing important provisions of the Dodd-Frank Act of 2010 and the Jobs Act of 2012 that have changed, the landscape of securities fraud suits in the federal courts, new discussions of unincorporated forms of business, insightful explanations of such news-making issues as corporate governance and director liabilities, and coverage of LLCs and LLPs."--Publisher
Securities regulation : selected statutes, rules and forms( )

in English and held by 323 WorldCat member libraries worldwide

Securities regulation : cases and materials by David L Ratner( Book )

27 editions published between 1991 and 2016 in English and held by 322 WorldCat member libraries worldwide

Securities regulation : selected statutes, rules, and forms by Thomas Lee Hazen( Book )

45 editions published between 1990 and 2014 in English and held by 322 WorldCat member libraries worldwide

Federal securities law by Thomas Lee Hazen( Book )

4 editions published in 1993 in English and held by 250 WorldCat member libraries worldwide

Treatise on the law of securities regulation by Thomas Lee Hazen( Book )

6 editions published in 1995 in English and held by 237 WorldCat member libraries worldwide

Treatise on the law of securities regulation by Thomas Lee Hazen( Book )

3 editions published in 2009 in English and held by 218 WorldCat member libraries worldwide

Treatise on the law of securities regulation by Thomas Lee Hazen( Book )

8 editions published in 1990 in English and held by 203 WorldCat member libraries worldwide

Treatise on the law of securities regulation by Thomas Lee Hazen( Book )

5 editions published between 2002 and 2012 in English and held by 202 WorldCat member libraries worldwide

Treatise on the law of securities regulation by Thomas Lee Hazen( Book )

2 editions published in 2005 in English and held by 196 WorldCat member libraries worldwide

Commodities regulation by Philip McBride Johnson( Book )

4 editions published in 1989 in English and held by 181 WorldCat member libraries worldwide

Derivatives regulation by Philip McBride Johnson( Book )

3 editions published in 2004 in English and held by 175 WorldCat member libraries worldwide

 
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Audience Level
0
Audience Level
1
  Kids General Special  
Audience level: 0.62 (from 0.51 for Federal se ... to 0.70 for Securities ...)

Securities regulation in a nutshell
Alternative Names
Hazen, Thomas L. 1947-

Hazen, Thomas Lee

Lee Hazen, Thomas

Lee Hazen, Thomas 1947-

ハーゼン, T. L

ハーゼン, トーマス・リー

Languages
English (218)

Covers
Broker-dealer regulation in a nutshellPrinciples of securities regulationCorporations and other business enterprises : cases and materialsBusiness organizations lawSecurities regulation : cases and materialsSecurities regulation : selected statutes, rules, and formsTreatise on the law of securities regulationDerivatives regulation