WorldCat Identities

Hazen, Thomas Lee 1947-

Overview
Works: 116 works in 527 publications in 2 languages and 10,697 library holdings
Genres: Trials, litigation, etc  Hornbooks (Law)  Study guides  Statutes and codes  Outlines and syllabi  Casebooks (Law)  Handbooks and manuals 
Roles: Author, Editor, Other
Classifications: KF1439, 346.73092
Publication Timeline
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Most widely held works by Thomas Lee Hazen
The law of securities regulation by Thomas Lee Hazen( Book )

62 editions published between 1984 and 2017 in 3 languages and held by 1,826 WorldCat member libraries worldwide

"This Hornbook is a one volume version and a substantial abridgement of my seven volume Treatise on Securities Regulation (Practitioner's Edition). The Hornbook is designed for students but can also serve as a desk book for lawyers desiring an overview of the law"--Page v
Securities regulation in a nutshell by David L Ratner( Book )

34 editions published between 2002 and 2016 in English and Undetermined and held by 1,366 WorldCat member libraries worldwide

Previous edition : Securities regulation in a nutshell / by Thomas Lee Hazen and David L. Ratner. 9th ed. 2006
Treatise on the law of securities regulation by Thomas Lee Hazen( Book )

40 editions published between 1990 and 2016 in English and held by 880 WorldCat member libraries worldwide

Federal securities law by Thomas Lee Hazen( Book )

2 editions published in 2011 in English and held by 647 WorldCat member libraries worldwide

Broker-dealer regulation in a nutshell by Thomas Lee Hazen( Book )

8 editions published between 2003 and 2017 in English and held by 612 WorldCat member libraries worldwide

This title is designed to provide an introduction and overview of broker-dealer regulation in the securities markets. It covers broker-dealer front office and back office issues as well as market regulation generally. It gives you with an understanding of basic concepts and the underlying regulatory scheme, providing an explanation of broker-dealer regulation generally, sales practices, analysts' conflicts of interest, civil liabilities, and arbitration. This title also provides an overview of industry self-regulation under FINRA (the Financial Industry Regulatory Authority). --
Principles of securities regulation by Thomas Lee Hazen( Book )

14 editions published between 2005 and 2017 in English and held by 491 WorldCat member libraries worldwide

"This title includes the most recent developments in securities regulation in an accessible format, including the JOBS Act. Authoritative coverage includes the registration process; exemptions; corporate recapitalizations, reorganizations, and mergers; market manipulation; liabilities; Securities Exchange Act of 1934; jurisdictional aspects; broker-dealer regulation and an overview of investment company regulation. This Revised 4th Edition updates the 4th Edition to include recent legal developments regarding insider trading and SEC administrative proceedings, as well as some editorial revisions."--
Business organizations law by James D Cox( Book )

8 editions published between 2011 and 2016 in English and held by 382 WorldCat member libraries worldwide

This hornbook offers analysis of major policies, doctrines, cases, and statutes that dominate the study of business organizations in classrooms
Federal securities law by Thomas Lee Hazen( Book )

2 editions published in 2003 in English and held by 375 WorldCat member libraries worldwide

Corporations and other business enterprises : cases and materials by Thomas Lee Hazen( Book )

17 editions published between 2003 and 2016 in English and held by 356 WorldCat member libraries worldwide

Federal securities law by Thomas Lee Hazen( Book )

5 editions published in 1993 in English and held by 350 WorldCat member libraries worldwide

Cox & Hazen on corporations : including unincorporated forms of doing business by James D Cox( Book )

26 editions published between 2002 and 2008 in English and held by 335 WorldCat member libraries worldwide

Securities regulation : cases and materials by David L Ratner( Book )

30 editions published between 1900 and 2016 in English and Undetermined and held by 325 WorldCat member libraries worldwide

Securities regulation : selected statutes, rules, and forms by Thomas Lee Hazen( Book )

47 editions published between 1990 and 2014 in English and held by 324 WorldCat member libraries worldwide

Securities regulation : selected statutes, rules and forms( )

in English and held by 323 WorldCat member libraries worldwide

Commodities regulation by Philip McBride Johnson( Book )

5 editions published in 1989 in English and held by 316 WorldCat member libraries worldwide

Treatise on the law of securities regulation by Thomas Lee Hazen( Book )

6 editions published between 2005 and 2009 in English and held by 202 WorldCat member libraries worldwide

Derivatives regulation by Philip McBride Johnson( Book )

5 editions published between 2004 and 2016 in English and held by 179 WorldCat member libraries worldwide

Corporation law by James D Cox( Book )

3 editions published in 2012 in English and held by 163 WorldCat member libraries worldwide

Treatise on the law of securities regulation by Thomas Lee Hazen( Book )

2 editions published in 2016 in English and held by 156 WorldCat member libraries worldwide

Corporations by James D Cox( )

in English and held by 153 WorldCat member libraries worldwide

 
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Audience Level
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Audience Level
1
  Kids General Special  
Audience level: 0.62 (from 0.49 for Federal se ... to 0.70 for Securities ...)

The law of securities regulation
Covers
Securities regulation in a nutshellTreatise on the law of securities regulationBroker-dealer regulation in a nutshellPrinciples of securities regulationBusiness organizations lawCorporations and other business enterprises : cases and materialsSecurities regulation : cases and materialsSecurities regulation : selected statutes, rules, and forms
Alternative Names
Hazen, Thomas L. 1947-

Hazen, Thomas Lee

Lee Hazen, Thomas

Lee Hazen, Thomas 1947-

ハーゼン, T. L

ハーゼン, トーマス・リー

Languages
English (328)

Chinese (1)