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Pass the 63 : a training guide for the NASAA series 63 exam

Authors:Robert Walker, North American Securities Administrators Association

Print Book, English, ©2006

Edition:2nd ed View all formats and editions

Publisher: First Books, Portland, Or., ©2006

Series:

First Books training library

Genre:Examinations

Physical Description:238 pages : illustrations ; 28 cm.

ISBN:

9780912301686, 0912301686

OCLC Number / Unique Identifier:76898134

Subjects:

National Association of Securities Dealers

National Association of Securities Dealers Examinations Study guides

North American Securities Administrators Association

North American Securities Administrators Association Examinations Study guides

Securities Examinations, questions, etc

Securities United States Examinations, questions, etc

Stockbrokers Examinations, questions, etc

Stockbrokers United States Examinations, questions, etc

Contents:

What It's All About

1

(19)

The Administrator

20

(9)

Registration of Persons

29

(12)

Business Practices

41

(30)

Securities

71

(23)

Exclusions and Exemptions for Persons

94

(7)

Exercise: Translation Back Into English

101

(7)

Federal Acts

108

(11)

Pass the Test, Inc. Pass the 63 Practice Finals

119

(114)

Glossary

233

(3)

Index

236

Notes:

Includes index

More Information:

Table of contents